SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Amendment #3
Under the Securities and Exchange Act of 1934
Advanced Energy Industries
(Name of Issuer)
Common Stock
(Title of Class of Securities)
007973100
(CUSIP Number)
December 31, 2022
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
This Schedule is filed pursuant to Rule 13d-1(b)
The information required in the remainder of this cover page (except any items to which the form provides a cross-reference) shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.
CUSIP NO. 007973100 Name of Reporting
Person
Ameriprise Financial, Inc. S.S. or I.R.S. Identification No. of Above Person
IRS No. 13-3180631 Check the Appropriate Box
if a Member of a Group (a) ☐ (b) ☒* * This filing describes the
reporting persons relationship with other persons, but the reporting person does not affirm the existence of a group. SEC Use Only Citizenship or Place of
Organization Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH Sole Voting Power 0 Shared Voting Power 2,732,074 Sole Dispositive Power 0 Shared Dispositive Power 2,878,671 Aggregate Amount Beneficially Owned by Each Reporting Person 2,878,671 Check if the Aggregate
Amount in Row (9) Excludes Certain Shares Not
Applicable Percent of Class
Represented by Amount In Row (9) 7.70% Type of Reporting
Person HC
CUSIP NO. 007973100 Name of Reporting
Person
Columbia Management
Investment
Advisers, LLC S.S. or I.R.S. Identification No. of Above Person
IRS No. 41-1533211 Check the Appropriate Box
if a Member of a Group (a) ☐ (b) ☒* * This filing describes the
reporting persons relationship with other persons, but the reporting person does not affirm the existence of a group. SEC Use Only Citizenship or Place of
Organization Minnesota NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH Sole Voting Power 0 Shared Voting Power 2,730,210 Sole Dispositive Power 0 Shared Dispositive Power 2,761,511 Aggregate Amount Beneficially Owned by Each Reporting Person 2,761,511 Check if the Aggregate
Amount in Row (9) Excludes Certain Shares Not
Applicable Percent of Class
Represented by Amount In Row (9) 7.39% Type of Reporting
Person IA
Information if statement is filed pursuant to Rules 13d-1(b) or 13d-2(b): (a) Ameriprise Financial, Inc. A parent holding company in accordance with Rule 13d-1(b)(1)(ii)(G). (Note: See Item 7) (b) Columbia Management Investment Advisers, LLC An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E). Incorporated by reference to Items (5)-(9) and (11) of the cover page pertaining to each reporting person.
AFI, as the parent company of CMIA, may be deemed to beneficially own the shares reported herein by CMIA. Accordingly,
the shares reported herein by AFI include those shares separately reported herein by CMIA. Each of AFI and CMIA disclaims beneficial
ownership of any shares reported on this Schedule. Ownership of 5% or Less of a Class: Not Applicable Ownership of more than 5% on Behalf of Another Person: Not Applicable
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent
Holding Company: AFI: See Exhibit I Identification and Classification of Members of the Group: Not Applicable Notice of Dissolution of Group: Not Applicable Certification: By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course
of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such
purposes or effect.
Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct. Dated: February 14, 2023 /s/ Michael G. Clarke /s/ Michael G. Clarke Head of Reporting and Data Management | Global Operations and Investor Services
Exhibit Index
1)
2)
3)
4)
5)
6)
7)
8)
9)
10)
11)
12)
1)
2)
3)
4)
5)
6)
7)
8)
9)
10)
11)
12)
1(a)
Name of Issuer:
Advanced Energy Industries
1(b)
Address of Issuers Principal
1595 Wynkoop Street, Suite 800
Executive Offices:
Denver, CO 80202
2(a)
Name of Person Filing:
(a) Ameriprise Financial, Inc. (AFI)
(b) Columbia Management Investment Advisers, LLC (CMIA)
2(b)
Address of Principal Business Office:
(a) Ameriprise Financial, Inc.
145 Ameriprise Financial Center Minneapolis, MN 55474
(b) 290 Congress Street Boston, MA 02210
2(c)
Citizenship:
(a) Delaware
(b) Minnesota
2(d)
Title of Class of Securities:
Common Stock
2(e)
Cusip Number:
007973100
3
4
5
6
7
8
9
10
Ameriprise Financial, Inc.
By:
Name:
Michael G. Clarke
Title:
Senior Vice President, Head of Global Operations
Columbia Management Investment Advisers, LLC
By:
Name:
Michael G. Clarke
Title:
Senior Vice President, Head of Global Operations
Contact Information
Mark D. Braley
Vice President
Telephone: (617) 747-0663
Exhibit I
Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company.
Exhibit II
Joint Filing Agreement
Exhibit I
to
Schedule 13G
Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows:
Investment Adviser Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940.
Exhibit II
to
Schedule 13G
Joint Filing Agreement
The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 14, 2023 in connection with their beneficial ownership of Advanced Energy Industries. Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attached and make any necessary amendments thereto.
Ameriprise Financial, Inc. | ||
By: | /s/ Michael G. Clarke | |
Name: Michael G. Clarke | ||
Title: Senior Vice President, Head of Global Operations | ||
Columbia Management Investment Advisers, LLC | ||
By: | /s/ Michael G. Clarke | |
Name: Michael G. Clarke | ||
Title: Senior Vice President, Head of Global Operations |